Paralegal

Description:

The Paralegal in the Litigation group of the Offices of the Chief Legal Officer assists in responding to information requests received by FINRA, its officers, and its employees, including third-party subpoenas issued in arbitration proceedings, and civil and criminal litigation cases. With direct supervision, the Paralegal also responds to requests for the certification of FINRA documents as business records. As needed, Paralegal provides other litigation or project support.

Essential Job Functions:

• Assists attorneys to respond to subpoenas and other document requests, to include collecting, reviewing, and preparing documents for production.
• Drafts written communications regarding document and information requests.
• Prepares business records certifications.
• Assists attorneys to prepare and finalize legal briefs for filing.
• Maintains and tracks matter files in matter management system.
• Demonstrates FINRA’s values.
• Collaborates, both in-person and virtually, in furtherance of FINRA’s mission of investor protection and market integrity.